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This Retail Firm Grouping conducts examinations of FINRA member firms that primarily provide brokerage services or effect transactions on behalf of an individual customer or an account whose ultimate beneficial owner(s) would be deemed an individual. The FinTech Sub-Grouping focuses on conducting examinations of member firms that leverage emerging technologies to provide innovative investment solutions. Essential Job Functions Directs examination activities to achieve strategic initiatives for the department and serves as a primary point of contact for internal stakeholders for examination... more ->
As the Assistant Store Manager, you provide leadership and direction to the store team while successfully executing the company's vision and values under the direction of the Store Manager. You assist in maximizing store profitability by achieving store sales goals. You ensure that store standards and processes for merchandising, operations, staffing and community engagement are well executed. As needed, you will assume responsibility for the store in the Store Manager's absence. You create an inclusive environment, always putting our internal and external customers first. If you are looking... more ->